Compliance Associate - GBP20K - GBP24K

Recruiter
Hamlyn Williams
Location
London
Salary
20000.00 - 24000.00 GBP Annual
Posted
21 Apr 2017
Closes
22 Apr 2017
Function
Consultant
Contract Type
Permanent
Hours
Full Time

Key Result Areas/ Responsibilities

  • Proactively provide compliance support across the firm's entities at the direction of Compliance Managers and senior management
  • Help with the dissemination of compliance information across the firm's entities.
  • To be a point of contact for the business in respect of compliance queries and ensure that these are passed on and replied to in a timely manner.
  • Assist in providing training where appropriate
  • Collate and assist in analysing compliance MI
  • Responsible for running policies through the sanctions database and identifying any that require further investigation.
  • Assisting in collating data to produce certain regulatory returns and responses to ad hoc regulatory requests.
  • Assisting Compliance Managers in managing any ad hoc queries.