Compliance Associate - GBP20K - GBP24K
Key Result Areas/ Responsibilities
- Proactively provide compliance support across the firm's entities at the direction of Compliance Managers and senior management
- Help with the dissemination of compliance information across the firm's entities.
- To be a point of contact for the business in respect of compliance queries and ensure that these are passed on and replied to in a timely manner.
- Assist in providing training where appropriate
- Collate and assist in analysing compliance MI
- Responsible for running policies through the sanctions database and identifying any that require further investigation.
- Assisting in collating data to produce certain regulatory returns and responses to ad hoc regulatory requests.
- Assisting Compliance Managers in managing any ad hoc queries.