Compliance Manager (IFA Firm)
We are recruiting for a Regional Compliance Manager for a multi-award winning national wealth management brand which currently have offices in over 20 locations.
To be considered for the role you will hold the Level 4 Diploma in Financial Planning as a minimum and ideally hold a relevant qualification in T&C and have served a minimum of 3 years in a Compliance/ T&C role within an IFA firm.
The Regional Compliance Manager will be responsible for delivering the Groups adviser training, competence and development schemes. You will work with Financial Planners, Development Directors and other members of the Compliance team to ensure the firms Financial Planners;
- Provide high standards of advice to clients
- Maintain competence
- Understand and meet regulatory responsibilities
- Adhere to group procedures and policies
If you have the relevent experience and are looking to further your career with one of the UK's leading wealth management brands then apply today and one of our consultants will contact you with more information.
Please go to the Asset Recruit website to view all our current job opportunities. Should your application be successful we will contact you to discuss the role in more detail within 2 working days of receiving your application. In the event your application is unsuccessful, the information supplied may still be used in connection with future job opportunities. Due to the large number of applications we receive, should you not hear from us within one week then please assume your application has been unsuccessful however we may contact you regarding other roles in the future.