IDEX Consulting Ltd
£20,000 - £24,999
15 Jan 2019
21 Jan 2019
Contract Type
Full Time

My client is a large national IFA firm, who are growing through acquisition. Now looking for a Paraplanner to join the busy team.


  • Prepare suitability reports/fund switch letters in line with company procedures and tasks
  • Conduct research as required to support recommendations
  • Liaise with technical and compliance departments when required
  • Assist in follow up action requested in relation to a compliance file check
  • Deals effectively with clients and colleagues, understanding the need to manage clients and colleagues expectation
  • Will understand the need for confidentiality of information and will deal with personnel issues appropriately and sensitively

Relevant Skills and Knowledge

  • The requisite technical knowledge and qualification (e.g. QCA Level 3 or 4 exams)
  • Detailed knowledge and understanding of the firm's procedures including record keeping requirements
  • Understanding the need to provide advice to clients in a compliant manner as detailed in the firm's business manual and procedures
  • Broad base of compliance knowledge
  • Good understanding of other relevant legislation, including that related to financial crime
  • Has knowledge of the firm's services, products, sales policy, compliance and administration procedures
  • Planning and organising skills - able to manage multiple tasks effectively
  • Able to prioritise and work under pressure to a strict deadline
  • Attention to detail with record keeping and communication to clients
  • Strong written and oral communication skills, including ability to listen and follow instruction effectively
  • Good team player - readily assists all members of the team to achieve team and individual objectives, particularly in busy periods
  • Awareness of Financial Crime including how to identify suspicious transactions/activities and how to report

Please visit the IDEX Consulting Ltd website for further opportunities. If your application is successful, we aim to contact you to discuss the opportunity in more detail within 2 working days. Due to the overwhelming application response we receive through various sources, should you not hear from us within one week then please assume your application has been unsuccessful. If your application is unsuccessful, the information supplied may still be retained for up to 3 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy.

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