Risk & Compliance Manger

Recruiter
Career Legal
Location
Leeds
Salary
£50,000 - £59,999
Posted
14 Jun 2019
Closes
19 Jun 2019
Ref
1161641757
Category
Legal
Contract Type
Permanent
Hours
Full Time
Risk & Compliance Manager

Location: London, Birmingham, Leeds, or Winchester

Contract: Permanent

An exciting opportunity has arisen for a Risk & Compliance Manager to join a lovely law firm in their small Risk & Compliance team which is currently split across 4 offices. It is a hands-on role where you would be responsible the development and maintenance of effective Risk & Compliance across the firm and continually improving the client experience.

Some of the roles and responsibilities include:

- Ensuring the firm is complying with regulatory obligations and maintaining standards

- Managing the firms internal and external audit process

- Liaising with senior management to ensure current policies and procedures meets regulatory requirements

- Handling queries

- Developing and delivering compliance training

- Putting processes in place for improved file management

- Dealing with complaints

The ideal candidate should:

- Have prior law firm experience in a compliance role

- Can deal with complex AML and Conflicts issues

- Experience in writing policy and procedure within a law firm

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