Compliance Manager (Insurance)

Alexander Ash Consulting
£50,000 - £59,999
10 Nov 2019
13 Nov 2019
Contract Type
Full Time
A Global Insurance Company are currently recruiting a Compliance Assurance Manager to join its team You will be primarily responsible for supporting the achievement of its UK entities objectives by providing assurance on the operation of the systems and controls framework to ensure we consistently deliver good customer outcomes and meet our regulatory and legislative obligations.


  • To undertake Compliance Assurance reviews to a high quality across its UK entities and ensure they are completed in accordance with agreed plans and timescales.
  • Ensure that there is conformance with the Compliance Assurance process and assist in its development.
  • Complete all aspects of Compliance Assurance review activity, to include:
  • Pre-review planning and business notification
  • Collation and analysis of business MI and selection of samples
  • Meet with relevant business colleagues and conduct enquiries as appropriate
  • Undertake thorough relevant testing to assess control environments
  • Provision of clear / appropriate feedback to business on conclusion of review
  • Completion of written reports to a high standard with little amendments being required.
  • Working papers to be comprehensive and well-structured with supporting evidence to a standard where the Compliance Assurance function is not open to criticism from regulators and internal / external auditors

  • General insurance, life/pensions or investments industry experience
  • Previous experience in a compliance function / audit role within a UK regulated financial services company.
  • Good working knowledge of applicable legislation and regulations e.g. FCA Handbook, Data Protection Act 2018, Money Laundering Regulations 2017 etc.
  • Knowledge of regulatory issues facing a company within, the general insurance and the life, pensions, health & benefits and investments industries.
  • Knowledge of compliance assurance or audit good practices
  • Ability to analyse FCA rules, guidance and principles and access their application in the business.
  • Ability to analyse and interpret information gathered effectively to draw conclusions and propose well-reasoned solutions

This is a great opportunity with the possibility to work from home on a regular basis.
If this is of interest call 0207 704 5816