Financial Crime Manager

Recruiter
Trevose Partners Limited
Location
London
Posted
19 Jan 2021
Closes
21 Jan 2021
Ref
1939140692
Category
Accounting
Contract Type
Permanent
Hours
Full Time
Financial Crime Manager
London

We believe investing should be open to everyone. It’s one of the best ways to grow your savings, but for a lot of people, investing seems complicated, expensive and remote. We want to change all that!
We're a technology company that brings simple, low-cost stock investing to everyone. We’ve built a beautiful investing app to trade in real shares, with zero commissions or fees in a fluid, mobile-first experience.
As the first challenger stockbroker to disrupt the £1.2 trillion UK retail investment market, we’re poised to expand into Europe in 2020. With a Series A funding round led by Draper Esprit and our recent crowdfunding round in which we raised £7m, our total funding exceeds £24m.
We're looking for an experienced, ambitious and motivated Financial Crime Manager with expertise in financial crime monitoring and/or trade surveillance to be responsible for leading and building out our Financial Crime team. This role reports into the Head of Risk & Compliance.
This is an exciting opportunity to head up and build a new team and make an impact within a company set on changing investing forever.

What you'll do in your first twelve months
  • Design, structure and begin to build out and lead our new Financial Crime team
  • Enhance, improve and scale our trade surveillance (market abuse) and AML processes
  • Work to create, adapt and implement our AML, fraud and trade surveillance controls and processes as we launch across Europe
  • Be a point of escalation for managing complex queries or issues relating to financial crime and trade monitoring
  • Work closely with Engineering and Operations to embrace new tools and processes that improve our controls
  • Advise on new products and features, working with key stakeholders to ensure their compliance with regulation
Apply if:
  • You are passionate about our product and the opportunity to innovate and modernise the world of investing with a customer-focused and tech-centric approach
  • The opportunity to help build our company and embed a culture of doing the right thing truly excites you
  • You have deep technical and practical industry expertise, in at least one of: AML, PEPs and Sanctions; Fraud; Trade surveillance / market abuse
  • You have substantial industry experience, with at least 5 years experience working in financial crime or trade surveillance in a regulated firm
  • You have people management experience -
  • Ideally you have held similar roles at a retail investment broker, or you have been performing a deputy role and are looking to step up for your next role
  • You hold relevant professional qualifications such as CAMS
  • You are excited about what we’re doing and where we’re headed

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