Senior Investment Compliance Analyst

Cornwallis Elt Ltd
60000.00 - 75000.00 GBP Annual
10 Feb 2017
17 Feb 2017
Contract Type
Full Time
Senior Investment Compliance Analyst/Rules Coder - thinkFolio

IMA Rules - Investment Restrictions - Investment Guidelines - Investment Rules Coding - thinkFolio

We are looking for a senior (permanent) IMA rules coder for our client a leading investment manager, to be based in London/City. Our client is focusing predominantly on candidates who have solid IMA coding experience. Ideally this will be incorporated with thinkFolio experience. Although UK based regulatory fund knowledge would be preferred, the essential skill set is IMA coding.

Key Responsibilities include:
  • Ensure IMA rules, investment guidelines and restrictions are accurately recorded and coded in their investment systems and appropriate action is taken to Remedy any issues arising.
  • Ongoing review of all IMA rules and investment guidelines to ensure compliance with market practice and UK & Irish regulated funds.
Key Skills and Experience:
  • Up to date understanding of IMA Compliance Investment Guideline Monitoring rules.
  • Experience of investment rules coding is essential
  • Hands on experience of compliance modules within an investment management Order Management System (OMS) preferably thinkFolio; the client may be open to exceptional candidates with Latent Zero; Sentinel; Charles River, or Longview.
  • Familiar with day to day investment operations processes.
  • Awareness of wider data reference interactions.
The successful candidate is likely to be in an operations focused role within Compliance, or a compliance focused role within Operations. This is an excellent opportunity for a talented rules coding professional to join and grow their career within a leading asset management organisation.

Cornwallis Elt is an Employment Agency and has been listed 3 times in The Sunday Times Virgin Fast Track 100 of the UK`s fastest growing private companies, as well as in the Recruitment International Top 250, Top 50 in IT and the Recruiter Fast 50.