Compliance Associate

Recruiter
Anonymous
Location
Bath
Salary
25000.00 - 30000.00 GBP Annual + GBP25000 - GBP30000/annum holiday, pension, health care etc
Posted
13 Feb 2017
Closes
13 Mar 2017
Category
Accounting
Function
Consultant
Contract Type
Permanent
Hours
Full Time
Fantastic opportunity to join a well established Financial Services provider. Our client is looking for a Compliance Associate to join their growing team based from their offices in Bath.

The role:

To support the Group Head of Risk & Compliance maintain a sound and robust compliance framework.

Main Duties:

* Complaint acknowledgement, investigation and resolution
* Compliance approval of Marketing material including presentations, websites, articles and document templates
* Providing a timely and clear compliant response to business queries
* Ensuring that the business have resolved breaches in a compliant manner that treats customers fairly
* Ensuring that the business gathers sufficient records to meet compliance obligations for regulatory reporting
* Administration of systems used by Risk & Compliance team
* Supporting the training and awareness of company policies
* Assisting the Risk & Compliance team achieve its broader team objectives

The ideal candidate will have:

* At least a year's compliance experience in a product provider role.
* At least 2 years experience in a financial services role
* Ability to work to demanding deadlines
* It would be ideal if you have complaint investigation experience

This is a full time role offering a salary of GBP25,000-GBP30,000k (dependant on skills and experience) Benefits include holiday, pension, health care and much more.

Please contact Gemma Lawrence at Meridian on (Apply online only) to apply and find out more or email

Meridian Business Support is acting on behalf of our Client as a Recruitment Agency