Compliance File Checker

Recruiter
Anonymous
Location
Blandford Forum
Salary
20000.00 - 25000.00 GBP Annual + GBP20000 - GBP25000/annum 25 days annual leave, free
Posted
13 Feb 2017
Closes
28 Feb 2017
Category
Accounting
Function
Consultant
Contract Type
Permanent
Hours
Full Time
We are a directly authorised, financial services company with a strong track record in providing quality advice to our clients and our compliance team provides outstanding regulatory support in all cases. We now have a vacancy in this vital team for a file checker who would be tasked with GI and protection file checking to ensure that our high standards are always met and that our advisers receive the support needed to competently carry out their role.

This demanding but rewarding role would include:
Pre-completion file checking and grading according to a set system

Advising our team of advisers of any relevant remedial actions required

Liaison between advisers and directorate to recommend any changes

Liaison with Compliance Manager in relation to adviser performance

This role would require the following experience:
Financial Services background, preferably in protection, GI or mortgages.

Professional qualifications such as CeMAP or RO1 & 5.

Great verbal and written communication skills.

In addition to these, the right candidate will have an enthusiastic and positive outlook, recognising teamwork and quality of work