Compliance Monitoring Manager

Recruiter
Anonymous
Location
Derby
Salary
30000.00 - 40000.00 GBP Annual + GBP30000 - GBP40000/annum
Posted
06 Mar 2017
Closes
21 Mar 2017
Category
Accounting
Function
Consultant
Contract Type
Permanent
Hours
Full Time
Our client, a growing consumer finance company in Derby are seeking a Compliance Monitoring Manager to join the Head of Compliance in growing out their Compliance team. Candidates must have experience in Consumer Finance, with a background in Compliance or Internal Audit ideal.

Key Responsibilities:
- Risk based monitoring
- Due Diligence of outsourcers
- Continual development of procedural manuals and the associated policies
- Monitoring of critical areas of Consumer Credit Act
- Guidance/advice to other staff across the firm
- Provide compliance support to Head of Compliance
- Various forms of Quality Assurance and Audit
- Taking responsibility for complaints management
- Processing FOS cases and performing Root Cause Analysis

Key Skills:
- Experience within a compliance or audit function within a consumer finance business
- Excellent communication skills
- Strong analytical skills to be able to read and interpret regulations where necessary
- A self-starter who can work solo and with a team