Compliance Monitoring Officer

35000.00 - 35000.00 GBP Annual + GBP35000/annum Plus Benefits
08 Mar 2017
22 Mar 2017
Contract Type
Full Time
Compliance Monitoring Officer
Solihull, West Midlands
Up to GBP35,000 Plus Award-Winning Flexible Benefits Scheme Including Prizes For Achievements, Child Care Vouchers, Buy & Sell Annual Leave, Cycle To Work Scheme, Health Cash Plan, Car Leasing, Travel Insurance, Shopping Discounts & More

Are you a compliance monitoring professional with audit experience? Want to take your next step with a prestigious organisation? If so, read on.

Incorporated in 1954, Secure Trust Bank is a well-established provider of quality banking solutions, including a range of lending solutions and savings products. They are now looking for a Compliance Monitoring Officer to join their team.

With a strong focus on collaboration and trust, Secure Trust Bank provides a nurturing environment in which to develop your abilities. What's more, they offer an exceptional benefits package to ensure your efforts will be recognised and celebrated.

As a Compliance Monitoring Officer, you'll be tasked with conducting compliance monitoring reviews, detailed testing, interviews, discussion and observations of key processes to ensure Secure Trust Bank works within legislation.

You will assist in the development of the compliance monitoring programme and conduct reviews to ensure regulatory and statutory compliance.

Additionally your role will involve:

- Identifying and escalating risks to enable proper risk assessment
- Working with colleagues across the business to agree findings and actions
- Reporting on the findings of reviews to relevant senior management and presenting conclusions to stakeholders
- Maintaining your knowledge of regulatory requirements and the implementation of new legislation and codes of practice
- Protecting any sensitive information

To be considered for this role, you must have:

- Previous compliance monitoring, audit or similar 2nd or 3rd line defence experience
- Experience gained within consumer credit, retail banking or financial services
- A strong understanding of current FCA regulations, especially FCA CONC and BCOBS and all other relevant regulations/ legislation, including the Consumer Credit Act
- Excellent report writing skills and the ability to adhere to strict deadlines and high standards

Naturally inquisitive, as a Compliance Monitoring Officer, you must have excellent communication skills, both written and verbal. You must also be analytical with the ability to challenge others in a constructive manner.

To apply for the role of Compliance Monitoring Officer, please apply via the button shown.

This vacancy is being advertised by Webrecruit. The services advertised by Webrecruit are those of an Employment Agency.

Additional Keywords: Compliance Monitoring Officer, Compliance Officer, Risk Officer, Risk & Compliance Officer, Compliance Monitoring Advisor, Risk Advisor, Compliance Advisor, Finance, Financial

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