Compliance Risk Specialist

35000.00 - 45000.00 GBP Annual + GBP35000 - GBP45000/annum Bonus and benefits
16 Mar 2017
29 Mar 2017
Contract Type
Full Time
Compliance Risk Specialist
Circa GBP45,000 + Bonus and benefits

My client is one of the UK's leading general insurance and financial services companies, Who offer employees the opportunities to grow and recognise and reward their contribution. The role is to manage and control the risk and compliance activities of the department and provide assurance that the department complies with the firm's policies, frameworks and regulatory requirements.

Job Specification

* Identify, analyse, record and report on emerging compliance risks, including process, regulatory and market risks.
* Assess, recommend and influence departmental controls, processes and practice to ensure compliance with agreed standards, identifying gaps and advising appropriate courses of action.
* Facilitate the communication of regulatory and legislative changes to ensure the team have the required awareness and understanding needed to meet requirements.
* Establish and maintain effective relationships with teams and Head Office departments such as Group Compliance, Customer Services FS and Group Propositions to support the management of risk.
* Assess, investigate and coordinate responses to incidents and issues to minimise their impact, restore normal operation, and ensure root causes are established and corrective action taken.
* Deliver short term / one-off projects and activities as required by and to the standards and outcomes agreed with Line Manager.

Person Specification

* Knowledge of compliance risk frameworks preferred
* Understanding of the regulatory and legislative frameworks
* Good judgement and decision making skills in relation to risk assessments and mitigation
* Strong communication and relationship building skills
* Proven time management and prioritisation skills with the ability to work under pressure and to tight timescales.
* Experience of managing and influencing multiple stakeholders at various levels


* Graduate Calibre
* QCF4 desirable or other relevant professional qualification

Please visit the IDEX Consulting Ltd website for further opportunities. If your application is successful we will contact you to discuss the opportunity in more detail within 2 working days of receiving your application. If your application is unsuccessful, the information supplied may still be retained for use in connection with future vacancies. Due to the overwhelming application response we receive through various sources, should you not hear from us within one week then please assume your application has been unsuccessful