Compliance Manager

45000.00 - 50000.00 GBP Annual + GBP45000 - GBP50000/annum
16 Mar 2017
24 Mar 2017
Contract Type
Full Time
Our client, an exciting, innovative and emerging business within their field are seeking a highly competent Compliance Officer tasked with the development, management and maintenance of their compliance framework. You will also be responsible for identifying compliance risks and developing appropriate controls within the regulatory framework in which they operate.


* Maintain and keep informed on the regulatory environment in which the business operates, and the resulting Compliance risks associated with the business and its activities
* Maintain knowledge of, and keep up to date with all applicable laws, rules and regulations and keep files on that information updated regularly
* Develop a thorough understanding of internal business products and processes
* Project manage the regulatory change management process
* Develop compliance policies and procedures including conducting relevant research and analysis of applicable rules/laws/regulations and their impact on policies
* Identify new and emerging risks from business and regulatory developments and keep Senior Management Team abreast of these
* Develop and roll out compliance training for all employees and track training participation
* Maintain and develop a risk-based compliance monitoring & testing programme
* Manage regulatory reviews and compliance-related audits
* Assist with key strategic projects and regulatory change initiatives
* Manage internal and external relationships, such as FCA

Essential Qualifications, Skills and Experience:

* Experience of working in the UK Financial Services industry in compliance, risk management or audit
* Demonstrable expertise in relevant regulatory compliance requirements
* Strong data gathering and interpretation skills
* Ability to work independently, as part of a wider team
* Desire and ability to work in fast-paced FinTech environment

There is a degree of flexibility with this Compliance officer position and the successful applicant could for example work compressed hours (i.e. five days in four). Relocation package is also an option

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