Compliance Manager - Banking

United Kingdom
50000.00 - 75000.00 GBP Annual + GBP50000 - GBP75000/annum + excellent benefits
16 Mar 2017
31 Mar 2017
Contract Type
Full Time
A Compliance Manager is currently being recruited for by my client based in Northamptonshire. This is an opportunity to join a prestigious organisation with excellent benefits and career progression.

You will manage compliance within the business and act as an independent review and evaluation body to ensure that compliance risk issues/concerns are being appropriately investigated and resolved.
Reviewing on an ongoing basis of all legislative and regulatory developments and ensuring senior management are updated and briefed. You will provide advice and work with the Management Team to comply with regulatory requirements. Educating staff with respect of compliance with the applicable laws, rules and standards, and acting as a contact point with the Bank for Compliance queries from staff members.
Identify areas of potential compliance vulnerability and develop and implement pragmatic corrective action plans. Maintain the breaches register, financial promotions register, gifts and entertainment register and competence records. Act as conduct (TCF) co-ordinator, take an active role in promoting conduct across the company and oversee the conduct is embedded in the culture of the company.
Review and approve financial promotions prior to issue. This is an overview of the role and a full job description is available.

You should have FCA compliance knowledge particularly in the area of retail banking and an understanding of all relevant regulations relating to retail banking.

Ideally a degree in Law, Finance or a similar field and experience gained within a compliance consultancy, bank, building society or the FCA. This role offers the opportunity to progress your career.

To discuss this position in confidence please contact Esther at Satarah Recruitment