Conduct Risk - Consultant

West Sussex
45000.00 - 65000.00 GBP Annual + GBP45000 - GBP65000/annum
06 Apr 2017
21 Apr 2017
Contract Type
Full Time
We are currently representing a Life and Pensions provider for a number of Conduct Risk opportunties.

My client are looking for strong Compliance proffesionals who have a core strength in Conduct Risk, both advisory and monitoring.

You will be working for a market leader and ensuring that they are managing their conduct risks and ensuring that the frameworks, policies and processes are embedded. This will give you excellent exposure to senior management and the chance to work in a customer focused Compliance department.

The role holder will also be responsible for:

* Proactively providing advice and guidance to the Business on new projects, products, services and other initiatives to ensure they are within agreed conduct risk appetite.

* Identification, tracking and guidance on conduct risks affecting the business

* Provide 2nd line challenge to the Business on their approach to ensure that they are regularly reviewing and updating their policies and processes within the agreed conduct risk appetite.

* Provide on-going Support for regulatory change proposals by providing advice, guidance and training key stakeholders

To be considered for this opportunity you must demonstrate the following

* Strong regulatory knowledge and experience of FCA rules and practical understanding of a Conduct Risk environment

* Strong awareness and practical implementation of the conduct rule book

* Experience of interpreting and applying regulatory rules to practical scenarios

If this could be of interested and you would like to have a confidential discussion please get in touch to arrange a convenient time to talk