Senior Compliance Officer / Investment Banking

United Kingdom
75000.00 - 90000.00 GBP Annual + GBP75000 - GBP90000/annum
13 Apr 2017
28 Apr 2017
Contract Type
Full Time
are currently representing a renowned and respected, global investment bank, in their focus to appoint a Senior Compliance Officer / Manager for their Dublin city centre location.

Key requirements of the role include:

Develop, implement, maintain and monitor adherence with the Compliance Risk Management Framework including Policies, Procedures and Monitoring Plan

* Quality assurance (driving effectiveness and efficiency)
* Collaboration with company wide departments, e.g. ORPC and Legal on regulatory compliance matters
* Prepare and present to Head of Compliance periodic reporting required by Group, Business (e.g. ExCo / Board reporting, CRMS, MIIR) and Regulators
* Work with HR and others as appropriate to develop an effective regulatory training program
* Review and recommend the communication strategy to influence the outcome of proposed regulatory changes
* Advise and consult business on regulatory laws and regulations and their interpretation through provision of Subject Matter Expertise input to Control Plan formulation and execution
* Design and execute compliance monitoring systems and procedures to ensure that the business is operating within their regulatory risk appetite
* Provide advice on regulatory implications on product, business strategies and activities, change projects
* Participate in Client meetings, providing compliance and advice
* Oversight and investigate errors and breaches
* Liaise and network with peers in other organisation, attend and actively participate in regulatory focus groups
* Be responsible for the provision of advice on the regulatory aspects of outsourcing requirements.

You will have..

* At least 8 years in a Compliance role
* Detailed knowledge and understanding of CBI rulebooks
* Detailed knowledge of the custody business (including treasury & markets), hedge fund services and third party administration
* Knowledge of outsourcing requirements
* Proven management experience

Our client offer a defined career progression path, excellent working environment and location combined with an above market salary and benefits package.

If you feel your skill set is a match to the above vacancy, submit CV