Challenger Bank Compliance Manager - GBP45-GBP50k perm

Recruiter
JCW Search
Location
London
Salary
45000.00 - 50000.00 GBP Annual
Posted
07 May 2017
Closes
22 May 2017
Function
Consultant
Contract Type
Permanent
Hours
Full Time
The Role Manage the compliance function within the bank; Assist the Risk and Compliance Director in creating and maintaining a robust risk management structure to include risk register, risk appetite, risk framework and risk systems; Ensure that the bank meets current and future regulatory rules and legislation; To provide the bank with expertise and capability in all aspects of compliance to support the bank's strategy and apply its vision and values; To develop risk management frameworks which ensure the bank operates within regulatory rules and that its policies and procedures are consistent with regulatory requirements and all relevant legislation. To assist in providing an independent view of the bank's compliance practices to the Board and to senior management. To provide appropriate technical and professional expertise in respect of compliance for the bank, particularly in respect of Anti-Money Laundering and Counter Terrorist Financing, Anti-Fraud, Anti Bribery and Corruption and Conduct. To develop the bank's policies in respect of Compliance matters to meet regulatory requirements and good market practice. To ensure that appropriate processes are developed for the assessment, measurement and management of conduct, compliance and operational risks. To monitor and report on conduct, compliance and operational risks. To provide independent assessments of the operation of risk management and control frameworks within the bank from a compliance perspective. To maintain and update a forward looking compliance monitoring plan, and to lead 2nd line compliance activity within the plan. To assist in creating and maintaining the money laundering reporting function of the bank, and be responsible for internal and external reporting on money laundering. To be responsible for bank training activities in respect of financial crime risks Requirements Educated to degree standard and/or with a relevant professional qualification. At least five years conduct and compliance experience within a financial services firm. Having a broad knowledge of the banking risk and compliance landscape and experience of dealing with senior management on compliance issues.