Risk and Compliance Manager - Retail Banking

50000.00 - 50000.00 GBP Annual + GBP50000/annum + excellent benefits
13 Jun 2017
11 Jul 2017
Contract Type
Full Time
Risk Compliance Manager is currently required for our client based in Northamptonshire As the Risk Manager you will take on the primary responsibility for provision of Risk oversight of the Private Bank. This is an exciting opportunity to join a growing business, where you will get the chance to develop their policies, risk profiles, structures and frameworks whilst providing oversight and control of the Bank.

As this role will be key to the development and growth of the Risk Compliance function you will need to have:

-Regulatory Risk or Compliance experience gained within a bank, together with wealth investments exposure
-Good knowledge of FCA/PRA regulations including but not limited to, MIFID, SYSC rules, COBS, Conduct, Treating Customers Fairly, AML, Payment Services Directive
-Experience of banking products together with some wealth investment product knowledge.
-Experience advising and liaising with senior management and stakeholders
-Proven track record of providing risk oversight in banking and wealth management arena
-CISI/CII/IMC/IOC qualification would be an advantage
-Knowledge of Asset Financing would be an advantage

Key responsibilities will include

-Review and monitor Risk Compliance policies across all business areas within the banking group
-Provide best-practice and aligned regulatory advice to the Bank to enable its future growth strategy.
-Understand the impact of FCA/PRA guidelines to ensure a fully compliant customer outcome is achieved.
-Support the risk based Compliance Monitoring programme, including undertaking monitoring activities.
-Be well aware of all relevant regulatory rules as set by the FCA/PRA standards for example MIFID, PSD, COBS, TCF and AML etc.
-Deliver relevant and well informed advice to the business relating to the operational risks and regulatory compliance
-Provision of Asset Finance risk oversight
-Review of operational Risk Registers
-Development and implementation of Control Risk Self-Assessment
-Perform 2nd line risk assessments to understand the level, significance and scope of risk

If you would like to discuss your experience and to find out more about the role then please do send your CV and contact Esther Greenwood at Satarah Recruitment