Disclosures Reporting Manager

Cornwallis Elt Ltd
60000.00 - 65000.00 GBP Annual
15 Jun 2017
22 Jun 2017
Contract Type
Full Time
Disclosure Reporting Manager

Shareholder Disclosures - Disclosure Reporting - Regulatory Reporting - Short Selling Notification - Take Over Panel Notification

A leading asset manager is seeking to hire a Disclosure Reporting Manager to provide maternity cover for a 12-month period.

Main purpose of role:

This person will report directly into the Regulatory Reporting Manager. They will need to co-ordinate shareholder disclosures, short selling notifications and takeover panel notifications to investee companies and regulators, on behalf of clients, funds and the Company in various EMEA jurisdictions.
  • To co-ordinate mandatory trade reporting to the FCA where applicable.
  • To manage the Regulatory Reporting Analyst(s).
  • To carry out controls, checks and reconciliations throughout the department to reduce overall exposure to risk.
  • To ensure that all relevant regulatory disclosures and reports within EMEA jurisdictions are completed in an accurate manner, meeting regulatory and other deadlines.
  • To collaborate in the preparation of reports for senior management as required.
  • To maintain a control and compliance culture
  • To maintain up to date knowledge of industry trends, practices and initiatives relevant to the function
Key experience/skills:
  • All aspects of investment and banking operations, including investment, custody, trading, dealing, trade processing, corporate actions, income, pricing, treasury management, instrument types and markets, compliance
  • Institutional funds, investment trusts and managed funds
  • Relevant regulation and legislation knowledge, particularly in respect of Disclosures
This is a Fixed Term Contract up to 12 months, offering a pro rata salary up to GBP65,000, with a well-regarded investment management organisation, in the city. All applications will be considered within 24 hours.

Cornwallis Elt is an Employment Agency and has been listed 3 times in The Sunday Times Virgin Fast Track 100 of the UK`s fastest growing private companies, as well as in the Recruitment International Top 250, Top 50 in IT and the Recruiter Fast 50.