A global integrated consultancy and regulatory software publisher, servicing the financial industry. The company is providing compliance services to funds and other institutions to improve their operational processes and structure. A pioneer in the industry, they are leaders in the financial industry in providing intelligent and intuitive commercial and practical advice, giving clients the benefit of their diversified, yet balanced expertise.
The company is currently looking to recruit a Junior Compliance Consultant to join our growing international team of Consultants in our London office. Ideally, we are looking for someone to 1-2 year of relevant compliance experience. The role will involve advising clients on compliance procedures and regulations, preparing FCA authorisation applications and liaising with the FCA, as required. The role will also consist of keeping up-to- date with developments in laws and regulations. The position will also involve supporting the compliance team and comes with a potential for growth. Ideally, the candidate will have the following experience and qualifications: Relevant experience gained within compliance or law in relation to financial services, knowledge of FCA regulations and minimum of 2.1 for an undergraduate degree
Supporting the broader compliance team on other ad hoc duties and projects
Keeping up-to- date with developments in laws and regulations
Preparing FCA authorisation applications and liaising with the FCA
Advising clients on compliance procedures and regulations