I have an exclusive role on behalf of a growing Retail Broker which is seeking a number of Compliance Auditors located throughout the UK to provide a second line assurance function with regard to their regional offices (in excess of 20 offices).
The successful compliance candidates will carry out Office Reviews,Thematic Audits and Ad Hoc Audits. Training will be provided but experience in GI Retail Broking is essential.
This is an excellent opportunity to be a part of compliance delivery nationally for a company that is expanding and growing. Travel is a feature of this role to engage with the increasing number of regional offices.
Please visit the IDEX Consulting Ltd website for further opportunities. If your application is successful we will contact you to discuss the opportunity in more detail within 2 working days of receiving your application. If your application is unsuccessful, the information supplied may still be retained for use in connection with future vacancies. Due to the overwhelming application response we receive through various sources, should you not hear from us within one week then please assume your application has been unsuccessful.