Compliance Manager

Recruiter
Anonymous
Location
Southampton
Salary
50000.00 - 55000.00 GBP Annual + GBP50000 - GBP55000/annum GBP50k-GBP55K dependent on experience
Posted
03 Aug 2017
Closes
01 Sep 2017
Category
Accounting
Function
Consultant
Contract Type
Permanent
Hours
Full Time
My client is an IFA organisation dealing with high net worth clients nationwide. They now have an opportunity for an experienced Compliance Officer to join the company.

The Compliance Officer is responsible for all governance, risk, compliance and regulatory issues in line with the requirements of the Financial Conduct Authority and other regulators, and overseeing the investment committees.

This a key position in a rapidly expanding organisation and the selected individual must fit into the dynamic team ethos already established and whose activities will revolve around the company's operations.

This role will involve monitoring, reviewing and reporting results of the regulatory compliance, licensing requirements and compliance ethics.

The successful applicant will have previous experience working within a regulated Compliance role, and will have a thorough understanding of the requirements of the FCA