Compliance Administrator

Recruiter
Anonymous
Location
Newbury
Salary
21960.00 - 24400.00 GBP Annual + GBP21960 - GBP24400/annum
Posted
12 Sep 2017
Closes
10 Oct 2017
Category
Accounting
Function
Consultant
Contract Type
Permanent
Hours
Full Time
We are looking for a Compliance Administrator to join our small, friendly Compliance team.

Reporting to the Head of Compliance, the key responsibilities of this role are to monitor the Society's compliance with conduct related regulation by:

• Monitoring transactions for potentially suspicious activity.
• Undertaking branch based reviews.
• Tracking the completion of recommendations made as part of compliance or internal audit reviews, chasing outstanding issues and preparing progress reports.
• Producing MI reports and associated commentary summarising the performance of the department in meeting its objectives.
• Dealing with data subject access requests and compliance queries from a range of internal and external people.

Essential criteria for the role are:

• A Level equivalent standard of education.
• Experience of complying with regulations.
• Minimum of one year's work experience.
• Computer literate - competent in using Microsoft Office packages particularly Excel.
• Strong written and verbal communication skills.
• Strong numeracy skills.
• Full, valid driving licence.
• Honesty and integrity.
• High level of accuracy and attention to detail.
• Customer focused.
• Firm and resolute where need be, but always willing to listen to others' points of view.
• Confident.
• Tactful and diplomatic.

Desirable criteria for the role are:

• Experience in a similar role (Compliance, Auditing).
• Financial Services industry experience.
• Understanding and application of the FCA handbook.
• Experience in conducting reviews, liaising with stakeholders and securing buy-in to recommendations.
• Experience of reviewing transactions for trends or potentially suspicious activity.
• Ability to produce reports for management.
• Experience working in a small team.

Hours: 35 hours per week, Monday to Friday 9am-5pm.
Salary: Starting salary GBP21,960 per annum. Target once fully competent GBP24,400